POL-012 · Wealth copilots

Suitability disclosure on advice

Compiled into the runtime gateway and evaluated inline on every prompt, tool call and completion in scope. Owned by Wealth Compliance.

Simulate this policymediumdisabledEdit in rule builder

Triggers / 30d

12

blocks, masks and escalations

Integrations bound

1

enforced at each connection

Severity

medium

owner Wealth Compliance

Added latency

7 ms

p99 within the 60 ms budget

Rule definition

Compiled expression

When

  • output contains product recommendation

Then

  • append disclosure
  • log consent

Policy as code

apiVersion: truint.ai/v1
kind: RuntimePolicy
metadata:
  id: POL-012
  name: "Suitability disclosure on advice"
  owner: "Wealth Compliance"
  scope: "Wealth copilots"
spec:
  severity: medium
  mode: monitor
  when:
    - "output contains product recommendation"
  then:
    - "append disclosure"
    - "log consent"

Governance metadata

Policy ID
POL-012
Owner
Wealth Compliance
Scope
Wealth copilots
State
Disabled — logged only
Catalog version
2026.07.3
Last change
2026-07-22 · approved by AI Council

Bound integrations

Where this rule executes

Mobile banking appINT-CH-01 · In-house

Recent evaluations

Decisions where this rule fired

11:39:33Wealth Advisory Copilot· emp-20523allow

Give me talking points for a balanced-risk portfolio.