RSK-4358 · Compliance breach
Sanctions list refresh lag on weekend batch
OFAC and UN list refresh completed 9 hours late for two consecutive weekends, leaving screening on stale data.
high
Exposure score
12/25
likelihood 3 × impact 4
Remediation SLA
5 days
detected 2026-07-19 07:20
Accountable owner
Financial Crime
named under the AI risk charter
Affected agent
Sanctions Screening Agent
AGT-1112 · Financial Crime
Investigation
What the sweep found and how it was corroborated
OFAC and UN list refresh completed 9 hours late for two consecutive weekends, leaving screening on stale data.
Lag
9h 12m
Screenings on stale list
18,402
Confirmed misses
0
Exposure position
Placed at likelihood 3, impact 4 on the enterprise 5×5 matrix.
Remediation plan
Tracked to closure
- Move refresh to streaming feed
- Add staleness alarm at 60 min
- Rescreen affected window
Case metadata
- Risk ID
- RSK-4358
- Category
- Compliance breach
- Detected
- 2026-07-19 07:20
- Owner
- Financial Crime
- SLA
- 5 days
- Agent record
- AGT-1112