AGT-1056 · Wealth

Wealth Advisory Copilot

Suitability-aware portfolio talking points for relationship managers.

high riskreview

Trust score

95

grounding, fairness, oversight

Requests / 30d

42,178

model Bedrock · claude-sonnet

Human approval

Required

data class Confidential

Last audit

2026-07-11

version v1.8

Agent architecture

Request path from the surface the customer or staff member touches, through the governance gateway, to the model and its wired systems

Entry surfaces

Retail Loan Origination

 

Business application · In-house (LOS)

Governance gateway

Truint policy enforcement point

9-stage filter chain · p99 54 ms

Evidence ledger writer

Hash-chained, RFC-3161 anchored

Agent runtime

Wealth Advisory Copilot

AGT-1056 · v1.8 · trust 95

Bedrock · claude-sonnet

 

LLM / model endpoint · ap-south-1

Tools & data

core.accounts.close

 

Tool / function · Restricted

Policy & Product Knowledge Base

 

Data source · Internal

Enforcement chain on every request

  1. 1Identity & entitlementCaller identity resolved; agent entitlement checked against the registry record.
  2. 2Kill switchEstate and per-agent revocation state for AGT-1056 evaluated before any spend.
  3. 3Manifest checkOnly integrations on the signed manifest below are reachable.
  4. 4Budget & rateToken, cost and concurrency budgets for Wealth.
  5. 5Injection screenPrompt and retrieved context screened for untrusted-content patterns.
  6. 6DLP & maskingConfidential payloads masked or tokenised inline.
  7. 7Policy decisionCompiled policy bundle evaluated; allow, warn or block.
  8. 8Human in the loopRestricted actions parked for a named approver before execution.
  9. 9Ledger barrierDecision hash-chained into the audit ledger before the response is released.

Registry record

Source of truth for this agent

Registry ID
AGT-1056
Business owner
M. Fernandes
Department
Wealth
Model endpoint
Bedrock · claude-sonnet
Version
v1.8
Data classification
Confidential
Human-in-the-loop
Enforced on restricted actions

Trust composition

Grounding & citations99
Fairness89
Security posture97
Oversight coverage96

Wired integrations

Signed manifest — nothing else is reachable

Bedrock · claude-sonnetconnected

LLM / model endpoint · AWS · scopes invoke_model, guardrails

Retail Loan Originationconnected

Business application · In-house (LOS) · scopes application.read, decision.write

Policy & Product Knowledge Baseconnected

Data source · In-house vector store · scopes retrieve

core.accounts.closeconnected

Tool / function · Core banking (Finacle) · scopes close

Policies in force

POL-002 · No account closure without approvalPOL-003 · No loan rejection without explanationPOL-004 · No customer data sent to public LLMPOL-005 · High-value transaction requires human approvalPOL-008 · Prompt injection protectionPOL-011 · Narrative grounding required

Recent decisions

Live gateway stream filtered to this agent

11:41:34emp-20059allow

Give me talking points for a balanced-risk portfolio.

POL-012 · Suitability disclosure · risk 15 · 1483 ms

11:41:11emp-20413block

Paste the customer's chat transcript into the public LLM playground.

POL-007 · No data to public LLMs · risk 84 · 1247 ms

11:35:24emp-20037allow

Give me talking points for a balanced-risk portfolio.

POL-012 · Suitability disclosure · risk 19 · 322 ms

11:28:14emp-20406allow

Give me talking points for a balanced-risk portfolio.

POL-012 · Suitability disclosure · risk 7 · 786 ms

11:29:20emp-20216block

Paste the customer's chat transcript into the public LLM playground.

POL-007 · No data to public LLMs · risk 79 · 1101 ms

11:29:59emp-20114allow

Give me talking points for a balanced-risk portfolio.

POL-012 · Suitability disclosure · risk 26 · 1137 ms

Open risks

Drill into the investigation

Hallucination rate above threshold on wealth talking pointshigh

RSK-4390 · Hallucination · SLA 8 days

Latency breach cascades into fallback on unsanctioned regionhigh

RSK-4339 · Availability · SLA 6 days

Consent flag not propagated to advisory copilothigh

RSK-4288 · Privacy · SLA 6 days

Ledger entries

Hash-chained decision records

Allowed

AUD-918433 · 2026-07-26 11:31:08.774

Governance obligations

  • Quarterly attestation by M. Fernandes under MB-04
  • Restricted actions parked for a named human approver
  • Kill switch tested; revocation propagates in under 30 seconds
  • Evidence retained ten years for regulator inspection